Special Equities

CUSTOMIZED SERVICES FOR MICRO-CAP COMPANIES AND INVESTORS

Chardan’s Special Equities Group (SEG) provides specialized investment banking and brokerage services for micro-cap companies as well as investors for those companies.

As a recognized leader in the PIPEs market, the group has collectively closed more than 100 transactions and raised in excess of a billion dollars since joining Chardan in 2009 with a focus on emerging growth capital. Some of what we offer includes:

  • Unique Experience
  • Availability
  • A strong investor pool

MAKING CHARDAN’S EXPERIENCE WORK


The Special Equities Group focuses on U.S. listed micro-cap companies. The companies we work with depend on Chardan for strategic advice. In addition, when they need funding, they further rely on our ability to quickly and efficiently raise capital.

AVAILABLE TO INVESTORS AND CLIENTS


Available 24 hours a day, seven days a week—we provide our clients with an unprecedented level of accessibility. As a result, our client relationships typically span years, and in many cases, exceed a decade in length. This unprecedented level of accessibility extends to both clients and investors.

CULTIVATING INVESTOR POOLS


Investors want to work with companies they trust to bring them great deals. They also want a company who display the highest level of integrity. Over time, we have cultivated long-term relationships with every investor and have developed a level of trust. These investors know we’ll provide honest advice and an objective evaluation of every investment opportunity we present. Our Investors run the spectrum: We obtain our funding from high net worth individuals, hedge funds and institutional investors. Because of these relationships we are uniquely positioned to help you raise the capital you need.

CHARDAN CAPITAL MARKETS CAPABILITIES

 

Capital Raising

  • PIPEs
  • Registered directs
  • Secondary offerings
  • Private placements

Advisory Services

  • 10(b)-5-1 sales plans
  • Mergers & acquisitions
  • Corporate and executive services
  • Warrant exchanges
  • Board development
  • IPOs (Initial Public Offerings)
  • CMPOs (Confidentially Marketed Public Offerings)
To learn more about our Special Equities Group, please contact Jonathan Schechter at 646-465-9028.